SFC Licences of GRAHAM William James Angus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 09 December 2009 | 30 December 2011 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 30 August 2007 | 17 April 2009 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 26 July 2004 | 10 January 2005 |