SFC Licences of NG Kwok Cheong, Victor 吳國昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 31 August 2010 | 31 December 2016 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 31 August 2010 | 31 December 2016 |
| Asset Management Group Limited 資產管理集團有限公司 | RE | 4 | 17 February 2006 | 23 May 2006 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 19 January 2005 | 13 February 2006 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 23 September 2004 | 22 December 2004 |