SFC Licences of LAU Wing Lam 劉頴藍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
orientiert XYZ Securities Limited | RE | 4 | 27 September 2005 | 04 October 2006 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 11 August 2004 | 04 May 2005 |