SFC Licences of WEN Tianli 溫天力
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Blue Lotus Capital Advisors Limited 藍蓮花資本顧問有限公司 | RO | 4 | 12 October 2015 | |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 4 | 04 December 2012 | 19 December 2014 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 26 October 2012 | 04 December 2012 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 19 January 2010 | 25 July 2012 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 02 June 2008 | 31 December 2009 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 19 July 2007 | 07 March 2008 |
| UBS Securities Asia Limited | RE | 4 | 09 August 2004 | 11 April 2005 |