SFC Licences of WONG Wai Lam Willie 黃偉霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tor Investment Management (Hong Kong) Limited | RE | 9 | 23 March 2020 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RO | 2 | 05 December 2017 | 05 May 2018 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 05 December 2017 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 11 April 2011 | 10 October 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 August 2004 | 05 May 2018 |