SFC Licences of LAU Wai Fung, Josephine 劉惠豐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RO | 1 | 05 July 2012 | 27 August 2012 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 13 June 2012 | 05 July 2012 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 31 December 2010 | 25 September 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 13 March 2009 | 25 September 2011 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 27 May 2008 | 25 September 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 20 August 2004 | 25 September 2011 |