SFC Licences of LI Wenlin 李文琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 9 | 21 November 2011 | |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 5 | 21 November 2011 | |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 21 November 2011 | |
| RCM Asia Pacific Limited | RE | 9 | 27 October 2010 | 01 November 2011 |
| RCM Asia Pacific Limited | RE | 4 | 09 October 2010 | 01 November 2011 |
| UBS Securities Asia Limited | RE | 4 | 24 October 2006 | 18 September 2010 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 17 August 2004 | 05 April 2006 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 August 2004 | 05 April 2006 |