SFC Licences of HO Kwok Sing 何國昇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 September 2004 | 31 August 2005 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 September 2004 | 31 August 2005 |