SFC Licences of CERBOURG Sebastien
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 31 March 2022 | |
RO | 9 | 25 August 2020 | 01 February 2022 | |
Three Stones Capital Limited 磊投資有限公司 | RO | 5 | 09 October 2017 | 20 December 2019 |
Three Stones Capital Limited 磊投資有限公司 | RO | 4 | 09 October 2017 | 20 December 2019 |
Three Stones Capital Limited 磊投資有限公司 | RO | 9 | 11 November 2015 | 20 December 2019 |
Golden Full Asset Management Limited 金富資產管理有限公司 | RO | 9 | 16 October 2014 | 22 June 2015 |
Golden Full Asset Management Limited 金富資產管理有限公司 | RO | 4 | 16 October 2014 | 22 June 2015 |
Golden Full Asset Management Limited 金富資產管理有限公司 | RE | 9 | 08 July 2014 | 16 October 2014 |
Golden Full Asset Management Limited 金富資產管理有限公司 | RE | 4 | 08 July 2014 | 16 October 2014 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 20 August 2004 | 31 March 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 20 August 2004 | 31 March 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 20 August 2004 | 31 March 2012 |