SFC Licences of CHOW Sandy Li Chen 周麗珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Target Capital Management Limited 泰達資產管理有限公司 | RE | 9 | 01 November 2016 | 04 May 2017 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 23 August 2016 | 04 May 2017 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 23 August 2016 | 04 May 2017 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 31 December 2010 | 08 August 2013 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 31 December 2010 | 08 August 2013 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 15 October 2004 | 01 September 2010 |