SFC Licences of CHAN Wai 陳偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 22 May 2006 | 13 September 2006 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 22 May 2006 | 13 September 2006 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 3 | 12 April 2006 | 13 September 2006 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 15 July 2005 | 16 March 2006 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 07 March 2005 | 16 March 2006 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 26 August 2004 | 22 February 2005 |