SFC Licences of LEE Kendy 李健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RO | 1 | 12 November 2013 | 18 April 2015 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 1 | 30 September 2013 | 12 November 2013 |
| Centaline Securities Limited 中原證券有限公司 | RO | 1 | 07 October 2011 | 06 July 2013 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 9 | 21 August 2008 | 06 July 2013 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RO | 4 | 30 July 2007 | 06 July 2013 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RO | 1 | 30 July 2007 | 06 July 2013 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 21 October 2004 | 30 July 2007 |