SFC Licences of KOO Ferdinand Hai Ping 顧海平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 27 August 2007 17 January 2008
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 21 September 2004 24 June 2005