SFC Licences of KOO Ferdinand Hai Ping 顧海平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 27 August 2007 | 17 January 2008 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 21 September 2004 | 24 June 2005 |