SFC Licences of CHOW Sai Yiu, Evan 周世耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 14 May 2009 | 17 September 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 06 February 2007 | 24 March 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 06 February 2007 | 24 March 2009 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 24 September 2004 | 28 November 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 24 September 2004 | 28 November 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 September 2004 | 28 November 2005 |