SFC licenceholder ALI037 CHEUNG Nga Li 張雅莉

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE [6] (Advising on Corporate Finance) 30 May 2018
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RO [1] (Dealing in Securities) 06 April 2016
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 16 November 2010 06 April 2016
Essence International Financial Holdings Limited 安信國際金融控股有限公司 RE [1] (Dealing in Securities) 27 July 2010 15 September 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE [1] (Dealing in Securities) 17 March 2010 15 July 2010
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE [6] (Advising on Corporate Finance) 17 March 2010 14 July 2010
KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 RE [6] (Advising on Corporate Finance) 13 June 2006 19 December 2009
KGI Wealth Management Limited 凱基財富管理有限公司 RE [1] (Dealing in Securities) 18 April 2006 19 December 2009
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 RE [1] (Dealing in Securities) 20 October 2004 09 April 2006