SFC Licences of CHEUNG Nga Li 張雅莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 6 | 30 May 2018 | |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RO | 1 | 06 April 2016 | |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 16 November 2010 | 06 April 2016 |
| Essence International Financial Holdings Limited 安信國際金融控股有限公司 | RE | 1 | 27 July 2010 | 15 September 2014 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 17 March 2010 | 15 July 2010 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 17 March 2010 | 14 July 2010 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 | RE | 6 | 13 June 2006 | 19 December 2009 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 18 April 2006 | 19 December 2009 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 | RE | 1 | 20 October 2004 | 09 April 2006 |