SFC Licences of KWAN Wing Kin 關永健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 09 May 2008 | 01 September 2011 |
UBS Securities Asia Limited | RE | 4 | 11 October 2004 | 15 May 2006 |