SFC Licences of TOMLIN Owen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 15 November 2018 | 23 November 2018 |
| UBS Securities Asia Limited | RE | 1 | 05 July 2018 | 11 July 2018 |
| UBS Securities Asia Limited | RE | 1 | 09 March 2018 | 16 March 2018 |
| UBS Securities Asia Limited | RE | 1 | 16 June 2016 | 24 June 2016 |
| UBS Securities Asia Limited | RE | 1 | 10 March 2016 | 18 March 2016 |
| UBS Securities Asia Limited | RE | 1 | 07 August 2009 | 30 January 2015 |
| UBS Securities Hong Kong Limited | RE | 1 | 14 December 2006 | 28 May 2007 |
| UBS Securities Asia Limited | RE | 1 | 13 October 2004 | 28 May 2007 |