SFC Licences of BAKHSHI Tavneet Kaur
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pioneer Global Investments (HK) Limited | RE | 1 | 26 May 2006 | 15 May 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 October 2004 | 13 April 2006 |