SFC Licences of CHENG Siu Chung 鄭兆聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 15 November 2005 | 21 February 2007 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 31 May 2005 | 31 October 2005 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 26 October 2004 | 20 April 2005 |