SFC Licences of FLOOD Simon Richard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RO	9	17 October 2014	18 February 2015
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RO	5	17 October 2014	18 February 2015
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RO	4	17 October 2014	18 February 2015
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RO	1	17 October 2014	18 February 2015
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RO	9	17 October 2014	18 February 2015
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RO	5	17 October 2014	18 February 2015
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RO	4	17 October 2014	18 February 2015
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RO	1	17 October 2014	18 February 2015
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RO	9	11 April 2005	31 August 2006
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RO	4	11 April 2005	31 August 2006
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RO	1	11 April 2005	31 August 2006
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	4	03 January 2005	11 April 2005
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	9	21 October 2004	11 April 2005
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	1	21 October 2004	11 April 2005