SFC Licences of WONG Dor Dor 黃多多

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 5 25 January 2005 07 September 2009
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 4 25 January 2005 07 September 2009
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 1 28 October 2004 07 September 2009