SFC Licences of MOK Kam Wu 莫錦湖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 11 July 2011 | 01 February 2012 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 11 July 2011 | 01 February 2012 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 06 July 2009 | 01 July 2011 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 14 November 2008 | 01 July 2011 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 15 September 2006 | 25 October 2008 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 4 | 07 December 2004 | 24 August 2006 |