SFC Licences of LIM Ching-ee, Dennis 林經繹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Overlook Investments Limited | RE | 9 | 29 June 2015 | 28 October 2016 |
| Aspen Crest Partners (HK) Limited | RO | 9 | 03 January 2013 | 31 December 2014 |
| Owl Creek Hong Kong Limited | RE | 9 | 20 May 2011 | 31 December 2012 |
| Robeco Hong Kong Limited | RE | 9 | 26 April 2010 | 23 July 2010 |
| Robeco Hong Kong Limited | RE | 4 | 09 January 2009 | 23 July 2010 |
| Robeco Hong Kong Limited | RE | 1 | 09 January 2009 | 23 July 2010 |
| Horizon Capital Management and Research Limited | RE | 4 | 01 March 2006 | 31 January 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 11 November 2004 | 22 December 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 11 November 2004 | 22 December 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 11 November 2004 | 22 December 2005 |