SFC Licences of LAU Kin Ying 劉堅鷹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 April 2023 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 January 2021 | |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 10 November 2004 | 21 January 2021 |