SFC Licences of LAM Chun Yip, Brian 林俊業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 24 January 2006 | 06 August 2007 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 05 October 2005 | 06 August 2007 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 27 January 2005 | 02 September 2005 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 10 November 2004 | 02 September 2005 |