SFC Licences of KWAN Lim Pong 關念邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Minmetals Financial Services Limited 五礦金融服務有限公司 | RO | 5 | 08 October 2018 | |
| Minmetals Financial Services Limited 五礦金融服務有限公司 | RO | 2 | 08 October 2018 | |
| Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 | RO | 5 | 23 December 2016 | 27 March 2017 |
| Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 | RO | 2 | 23 December 2016 | 27 March 2017 |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 12 May 2016 | 19 December 2016 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 14 November 2005 | 19 December 2016 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 12 November 2004 | 19 December 2016 |