SFC Licences of SHAM Pak Kin 岑柏健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 18 April 2006 | 29 September 2023 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RE | 4 | 16 December 2004 | 01 April 2006 |