SFC Licences of HUNG Kin Ho 洪建豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Privium Fund Management (HK) Limited | RE | 9 | 16 January 2019 | 11 June 2020 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 | RE | 9 | 03 December 2015 | 31 December 2018 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 18 January 2005 | 12 December 2009 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 17 November 2004 | 12 December 2009 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 17 November 2004 | 12 December 2009 |