SFC Licences of WAXLEY Simon Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Black Crane Investment Management Limited | RO | 9 | 28 September 2009 | 12 July 2010 |
| Black Crane Investment Management Limited | RO | 4 | 28 September 2009 | 12 July 2010 |
| Metaverse Securities Limited 元宇證券有限公司 | RE | 9 | 10 July 2008 | 09 September 2009 |
| Metaverse Securities Limited 元宇證券有限公司 | RE | 5 | 10 July 2008 | 09 September 2009 |
| Metaverse Securities Limited 元宇證券有限公司 | RE | 4 | 10 July 2008 | 09 September 2009 |
| Elliott Advisors (HK) Limited | RE | 9 | 03 August 2007 | 30 June 2008 |
| Elliott Advisors (HK) Limited | RE | 5 | 03 August 2007 | 30 June 2008 |
| Elliott Advisors (HK) Limited | RE | 4 | 03 August 2007 | 30 June 2008 |
| Elliott Advisors (HK) Limited | RO | 9 | 08 March 2005 | 03 August 2007 |
| Elliott Advisors (HK) Limited | RO | 5 | 08 March 2005 | 03 August 2007 |
| Elliott Advisors (HK) Limited | RO | 4 | 08 March 2005 | 03 August 2007 |