SFC Licences of LOI Amy Siu Yan 雷小欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 26 February 2010 | |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 27 March 2008 | 11 March 2009 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 17 March 2008 | |
Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 | RE | 4 | 03 April 2007 | 31 October 2007 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 12 April 2005 | 28 February 2007 |
iBest Consultants Limited | RE | 9 | 12 January 2005 | 01 April 2005 |
iBest Consultants Limited | RE | 4 | 12 January 2005 | 01 April 2005 |