SFC Licences of LAM Yvette 林懿慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 12 March 2022 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 March 2007 | 12 March 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 March 2007 | 02 October 2017 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 21 September 2006 | 27 February 2007 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 23 November 2004 | 27 February 2007 |