SFC Licences of KOH Hon Tat, Ushe
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 02 February 2024 | |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 02 February 2024 | |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 08 January 2005 | 22 July 2005 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 08 January 2005 | 22 July 2005 |