SFC Licences of KIM Dean Chang-Hun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 22 August 2005 | 03 April 2007 |
UBS Securities Asia Limited | RE | 4 | 10 January 2005 | 01 August 2005 |