SFC Licences of KIM Dean Chang-Hun

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 22 August 2005 03 April 2007
UBS Securities Asia Limited RE 4 10 January 2005 01 August 2005