SFC Licences of MA Kei Lok 馬基諾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 01 December 2015 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 December 2015 02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 01 December 2015 02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 01 December 2015 02 October 2017
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 4 03 June 2014 09 November 2015
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 1 03 June 2014 09 November 2015
Open Securities Limited 開盤證券有限公司 RE 4 18 November 2013 16 May 2014
Open Securities Limited 開盤證券有限公司 RE 1 18 November 2013 16 May 2014
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 1 05 July 2010 24 October 2013
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 1 05 July 2010 24 October 2013