SFC Licences of MA Kei Lok 馬基諾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 December 2015 | 02 October 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 December 2015 | 02 October 2017 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 01 December 2015 | 02 October 2017 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 01 December 2015 | 02 October 2017 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 03 June 2014 | 09 November 2015 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 03 June 2014 | 09 November 2015 |
Open Securities Limited 開盤證券有限公司 | RE | 4 | 18 November 2013 | 16 May 2014 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 18 November 2013 | 16 May 2014 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 1 | 05 July 2010 | 24 October 2013 |
JS Cresvale Capital Limited 日盛嘉富資本有限公司 | RE | 1 | 05 July 2010 | 24 October 2013 |