SFC Licences of LAU Chor Pui, Christopher 劉楚培
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 01 August 2016 | |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 01 August 2016 | |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 July 2009 | 26 July 2016 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 July 2009 | 26 July 2016 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 06 September 2005 | 11 July 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 06 September 2005 | 11 July 2009 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 26 April 2005 | 11 July 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 26 April 2005 | 11 July 2009 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 12 January 2005 | 05 April 2005 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 12 January 2005 | 05 April 2005 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 12 January 2005 | 05 April 2005 |