SFC Licences of CHEUNG Siu Kai 張兆佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Maxa Capital Limited 邁時資本有限公司 RO 6 08 November 2019
Maxa Capital Limited 邁時資本有限公司 RO 1 08 November 2019
Shanxi Securities International Capital Limited 山證國際融資有限公司 RO 6 21 December 2018 31 October 2019
Shanxi Securities International Limited 山證國際證券有限公司 RO 1 21 December 2018 31 October 2019
Shanxi Securities International Capital Limited 山證國際融資有限公司 RE 6 09 November 2018 21 December 2018
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 09 November 2018 21 December 2018
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RO 1 21 June 2018 12 September 2018
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RO 6 21 June 2018 12 September 2018
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 28 November 2014 21 June 2018
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 28 November 2014 21 June 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 06 October 2014 18 November 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 03 June 2011 18 November 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 05 September 2008 18 November 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 11 December 2007 18 November 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 11 December 2007 23 January 2008
Joy Silver Limited 喜銀有限公司 RE 6 27 March 2007 30 November 2007
Joy Silver Limited 喜銀有限公司 RE 1 13 March 2007 30 November 2007
Huarong International Securities Limited 華融國際證券有限公司 RE 2 25 February 2005 10 February 2007
Huarong International Securities Limited 華融國際證券有限公司 RE 1 25 February 2005 10 February 2007