SFC Licences of HSIEH Wang-Hsuan 謝旺璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 11 February 2011 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 11 February 2011 | |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 | RE | 1 | 30 January 2007 | 31 January 2011 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 07 March 2005 | 31 October 2006 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 4 | 07 March 2005 | 07 March 2005 |