SFC Licences of WONG Tak Ming 黃德明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 04 July 2005 | 28 February 2007 |
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 18 March 2005 | 10 June 2005 |