SFC Licences of LO Yuen Yuk, York 羅元旭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 03 December 2007 | 17 April 2008 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 05 November 2007 | 17 April 2008 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RO | 4 | 30 March 2007 | 28 October 2007 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RO | 1 | 30 March 2007 | 28 October 2007 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 4 | 04 February 2005 | 30 March 2007 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 1 | 04 February 2005 | 30 March 2007 |