SFC Licences of SIMPSON Robert Roy Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orion Investment Management Limited | RE | 1 | 02 July 2010 | 17 June 2011 |
| Orion Investment Management Limited | RO | 1 | 06 November 2009 | 02 July 2010 |
| GFI (HK) Securities L.L.C. | RE | 7 | 01 August 2007 | 01 July 2008 |
| GFI (HK) Securities L.L.C. | RE | 1 | 01 August 2007 | 01 July 2008 |
| GFI (HK) Securities L.L.C. | RO | 7 | 18 June 2007 | 01 August 2007 |
| GFI (HK) Securities L.L.C. | RO | 1 | 10 March 2005 | 01 August 2007 |