SFC Licences of DOUD Thomas Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Double Haven Capital (Hong Kong) Limited | RO | 9 | 11 September 2012 | 31 December 2020 |
| Double Haven Capital (Hong Kong) Limited | RE | 9 | 31 October 2011 | 11 September 2012 |
| SPARX Asia Investment Advisors Limited | RE | 9 | 21 February 2006 | 28 October 2011 |
| SPARX Asia Investment Advisors Limited | RE | 4 | 22 March 2005 | 28 October 2011 |