SFC Licences of THOMAS Neil Laurence
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wealth Management Group Limited | RE | 9 | 08 March 2007 | |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 15 March 2006 | 01 August 2006 |
| Mason LaRoche (HK) Limited | RE | 4 | 30 March 2005 | 14 February 2006 |