SFC Licences of OTTERY Gavin John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RE | 4 | 11 March 2015 | |
| Wells Fargo Securities Asia Limited | RE | 1 | 11 March 2015 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 28 November 2007 | 12 October 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 November 2007 | 12 October 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 February 2005 | 05 November 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 15 February 2005 | 05 November 2005 |