SFC Licences of CHEN Hsiao-ying 陳曉瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 9 | 14 July 2021 | |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 4 | 14 July 2021 | |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 1 | 14 July 2021 | |
| orientiert XYZ Securities Limited | RE | 9 | 05 December 2016 | 31 May 2018 |
| orientiert XYZ Securities Limited | RE | 1 | 05 December 2016 | 31 May 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 09 December 2014 | 24 October 2016 |
| HSBC Securities (Asia) Limited | RE | 1 | 16 February 2005 | 01 September 2005 |