SFC Licences of WONG Ming Him, Joseph 王銘謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 07 March 2007 | 17 April 2007 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 13 February 2007 | 17 April 2007 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 17 February 2005 | 20 January 2007 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 17 February 2005 | 20 January 2007 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 17 February 2005 | 20 January 2007 |