SFC Licences of TSE Tony 謝小童
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 04 January 2024 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 02 October 2013 | 11 June 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 29 July 2013 | 02 October 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 22 March 2011 | 30 April 2013 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 22 March 2011 | 30 April 2013 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 | RO | 4 | 09 September 2010 | 11 March 2011 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 | RO | 1 | 09 September 2010 | 11 March 2011 |