SFC Licences of MOK Ka Yin, Raymond 莫家彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 | RO | 3 | 27 November 2013 | 24 February 2018 |
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 | RE | 2 | 17 December 2012 | 24 February 2018 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 3 | 08 October 2008 | 13 December 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 3 | 30 April 2007 | 08 October 2008 |
| MF Global Foreign Exchange HK Limited 明富環球外匯香港有限公司 | RE | 3 | 07 November 2006 | 30 April 2007 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 5 | 13 October 2006 | 13 December 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 13 October 2006 | 13 December 2011 |
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 | RE | 3 | 10 October 2005 | 29 June 2006 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 25 February 2005 | 15 August 2005 |