SFC Licences of LOW Po Man 劉寶民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 20 November 2015 31 May 2021
Quam Securities Limited 華富建業證券有限公司 RE 9 30 January 2013 01 September 2015
Quam Securities Limited 華富建業證券有限公司 RE 4 30 January 2013 01 September 2015
Quam Securities Limited 華富建業證券有限公司 RE 1 30 January 2013 01 September 2015
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 23 May 2011 19 January 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 4 15 September 2009 02 May 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 26 May 2009 02 May 2011
Cinda International Securities Limited 信達國際證券有限公司 RE 1 13 December 2007 19 May 2009
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 11 April 2005 19 May 2009