SFC Licences of LOW Po Man 劉寶民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 20 November 2015 | 31 May 2021 |
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 30 January 2013 | 01 September 2015 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 30 January 2013 | 01 September 2015 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 30 January 2013 | 01 September 2015 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 23 May 2011 | 19 January 2013 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 15 September 2009 | 02 May 2011 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 26 May 2009 | 02 May 2011 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 13 December 2007 | 19 May 2009 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 11 April 2005 | 19 May 2009 |