SFC Licences of TAN Cheng Soon

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Allianz Global Investors Asia Pacific Limited RE 1 25 February 2019 27 February 2019
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 1 29 July 2005 26 July 2010
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 5 24 March 2005 26 July 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 5 24 March 2005 26 July 2010
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 9 24 March 2005 26 July 2010
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 4 24 March 2005 26 July 2010
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 1 24 March 2005 26 July 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 9 24 March 2005 26 July 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 4 24 March 2005 26 July 2010