SFC Licences of CHAN Chor Kiu 陳楚翹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 9 | 23 December 2014 | 21 August 2017 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 23 December 2014 | 21 August 2017 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 9 | 23 December 2014 | 21 August 2017 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 23 December 2014 | 21 August 2017 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 2 | 23 December 2014 | 21 August 2017 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 9 | 02 November 2011 | 06 December 2012 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 02 November 2011 | 06 December 2012 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 2 | 02 November 2011 | 06 December 2012 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 08 December 2006 | 31 July 2009 |
| orientiert XYZ Securities Limited | RE | 4 | 12 April 2005 | 15 September 2006 |